Compliance Officer and MLRO Compliance Officer and MLRO …

Page Executive
in St Peter Port, Guernsey, United Kingdom
Permanent, Full time
Last application, 25 Jan 21
Negotiable
Page Executive
in St Peter Port, Guernsey, United Kingdom
Permanent, Full time
Last application, 25 Jan 21
Negotiable
A generalist compliance role with the MLRO function for a small but profitable financial services firm based in Guernsey. The ideal candidate will be a compliance professional who is a self starter with management experience and an entrepreneurial style.

A leading Financial Services business that is thriving even in the current climate.

Description

· Report to the Board on:

· Changes in legislation / regulation effecting the business

· Making recommendations to the Board on managing risks.

· Provide staff and board training on financial crime and other compliance related topics.

· Where appropriate exercising and documenting judgement reflecting the risk appetite of the

Board in considering client related compliance matters.

· Identify compliance issues that require follow-up or investigation and escalate if appropriate.

· Manage the team in accordance with Company policy and values, including conducting

performance reviews and any performance management requirements.

· Take responsibility for compliance with it's policies, procedures and controls to forestall,

prevent and detect money laundering and financing terrorism

· Complete any other duties as and when required to drive business success.

Profile

A QUALIFIED COMPLIANCE GENERALIST FROM A PENSIONS, TRUST OR BANKING BACKGROUND.

Job Offer

Excellent role with lots of benefits and opportunity in a high growth and highly profitable business.

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