Compliance Assistant - 12 Month Contract Compliance Assistant - 12 Month Contract …

CLARC Recruitment
in London, United Kingdom
Contract, Full time
Last application, 17 Jan 21
GBP35000 - GBP40000 per annum + Benefits
CLARC Recruitment
in London, United Kingdom
Contract, Full time
Last application, 17 Jan 21
GBP35000 - GBP40000 per annum + Benefits
Company Information:

We are recruiting for Wealth Management business looking to hire a junior Compliance Assistant to join their Compliance team on an initial 12 month contract. The role will be very varied and offer a great range of exposure for the right individual.

Main Responsibilities:

  • Maintain various registers, lists and logs as required under FCA regulations
  • Provide general regulatory guidance and advisory services to certain internal business areas.
  • Collate data from various sources and prepare internal reports on a regular basis.
  • Support projects ensuring compliance with regulatory and legislative requirements.
  • Respond to ad-hoc queries and new business initiatives to enable line manager(s) to meet their regulatory requirements.
  • Identify general regulatory and compliance risk issues including the review and assessment of FCA regulatory updates/change in legislation.
  • Ad hoc duties related to development of processes within the team, or the wider business which require compliance input, and any other specialist tasks.
  • Assist with the development and implementation of Compliance and AML procedures.
  • Develop and maintain ongoing management information for the Management Board.

Job Requirements:

  • At least 12 months Compliance experience working within a similar Wealth Management firm.
  • Relevant qualification would be preferable however most important is a drive & willingness to learn by getting involved in a range of administrative duties.
  • Excellent communication skills, both written & verbally.

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