Audit Manager - Market Conduct / Compliance Audit Manager - Market Conduct / Compliance …

Paritas Recruitment - Audit
in London, United Kingdom
Permanent, Full time
Last application, 19 Nov 20
to £70k base + bonus / benefits
Paritas Recruitment - Audit
in London, United Kingdom
Permanent, Full time
Last application, 19 Nov 20
to £70k base + bonus / benefits
Posted by:
Dan Drake • Recruiter
Paritas Recruitment - Audit
Posted by:
Dan Drake
Recruiter
A global bank are currently seeking an Audit Manager to focus on Conduct and Compliance issues, primarily related to their Markets business

Audit Managers are responsible for the execution and delivery of audit engagements, working within audit teams on the continuous monitoring and scoping, planning and delivery of audit engagements, occasionally acting as audit lead

Applicants will ideally be professionally qualified (e.g. ACA, ACCA or CIA) with internal audit experience of conducting regulatory compliance and conduct related audits, e.g. Market Conduct, FX Remediation, Transaction Reporting, Volcker, CASS, LIBOR, Trade Surveillance etc. The successful candidate will possess strong knowledge and understanding of conduct risks and potential conflicts of interest arising in wholesale banking and securities businesses. 

Company Overview

About us:

We established ourselves in 2011, right after the financial crises, owing to the competition in the market, we tried hard to differentiate ourselves. We decided utilise our combined experience to build a people focused agency with the aim of providing quality service to both clients and candidates, hence, #succeedingtogether.

The name Paritas was chosen as it comes from the Latin word, Pariter, which translates to together. We strongly believe success comes when both parties work together openly and transparently. We have established a reputation for working closely with both clients and candidates, using our significant market knowledge to fully understand the need, before providing a tailored solution. Whether you’re a candidate looking for a new challenge and a move up the ladder, or if you’re a client seeking the right candidate for a vacancy, we can deliver.

Moreover, the senior team with over decades of experience personally train each and every new member of the Paritas family. We believe in passing on what we have learnt and add value to all our stakeholders. We thoroughly enjoy what we do and take great satisfaction in helping people. Our coverage ranges from the newly qualified to regional director level across Europe.

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