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Compliance Officer EAM

ur-capital Geneva, Switzerland
Posted 12 days ago Permanent Competitive

Compliance Officer EAM

ur-capital Geneva, Switzerland
Compliance Officer EAM

Job Description




A leading Swiss private bank is seeking a Client Services & Due Diligence Officer to support External Asset Managers (EAMs), combining KYC expertise with front-office operations and client servicing responsibilities.



Responsibilities



  • Prepare and review account opening documentation for private clients, corporate entities, trusts, foundations, and other complex structures

  • Ensure completeness, consistency, and regulatory compliance of onboarding and account maintenance files

  • Maintain and update client records within internal systems and document management platforms

  • Identify documentation gaps and coordinate remediation with relationship managers and external asset managers

  • Manage periodic KYC reviews, including low-risk, high-risk, and PEP reviews

  • Support client remediation projects, recertifications, and documentation update campaigns

  • Process payments, transfers, and cash transactions while ensuring proper controls and call-back procedures

  • Execute and monitor investment orders across multiple asset classes, including equities, bonds, funds, hedge funds, private equity, FX, and cash transactions

  • Support fiduciary deposit and loan placements, renewals, and other banking operations

  • Assist relationship managers with day-to-day client servicing and administrative requests

  • Maintain strong relationships with internal stakeholders including Middle Office, Central File, Risk, and Compliance teams

  • Prepare client and management reports as required

  • Ensure adherence to AML, FINMA, FATCA, and internal compliance requirements



Requirements



  • 3-4 years of experience in private banking, ideally within Compliance, Due Diligence, KYC, or Client Onboarding functions

  • Strong knowledge of KYC, AML requirements, onboarding processes, and client file reviews (including CDB 20 standards)

  • Experience reviewing documentation for private clients, companies, trusts, foundations, and other complex structures

  • Understanding of private banking operations, payment processing, and cash management activities

  • Exposure to investment products and transaction execution is considered an advantage

  • Education in Banking, Finance, Compliance, Legal Studies, or a related field

  • Strong attention to detail and ability to manage documentation with accuracy and rigor

  • Excellent organizational and communication skills

  • Client-focused mindset with the ambition to transition into a more front-office-oriented role

  • Ability to work effectively with multiple stakeholders in a fast-paced private banking environment

  • Strong sense of responsibility, discretion, and regulatory awareness

Job ID  39509
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