About the Company
Our client is an established financial services institution with a strong presence across Asia, offering a broad range of capital markets and investment banking services to institutional and retail clients. The business operates across multiple products and markets, providing a dynamic environment with exposure to sophisticated trading and financial markets activities.
Responsibilities
This is a broad-based Compliance role with a primary focus on Trade Surveillance and e-Communication Surveillance across equities and derivatives, alongside responsibilities spanning compliance monitoring and Control Room activities. The successful candidate will investigate potential market misconduct, oversee surveillance controls and support regulatory requirements while partnering closely with front-office and control functions.
Requirements
The ideal candidate will have 6-8 years of Compliance experience within Capital Markets or Banking, including at least 3-4 years of hands-on trade surveillance experience across multiple asset classes and markets. Strong knowledge of Singapore securities regulations, surveillance systems and capital markets activities is essential, while candidates from regulatory, exchange or securities enforcement backgrounds are also encouraged to apply for a confidential discussion.
For a confidential discussion, please submit your resume to Eugene Lim at eu@kerryconsulting.com, quoting the job title and reference number EL 36615. We regret that only shortlisted applicants will be contacted.
L/N 16S8060
R/N 1108592
Founded in 2003 in Singapore, Kerry Consulting is now a leading recruitment consultancy, recruiting across the Asia Pacific region. Known for its service excellence, the firm partners with many of the world's leading business institutions and upcoming startups, and has been integral in making key hires and building up the talent infrastructure for these companies. Kerry Consulting's primary goal is to affect positive long-term change for both their clients and candidates. The talented recruitment team at the consultancy is the most experienced, and amongst the largest, in the region.
Kerry Consulting recruiters extensively for the following functions: Front Office, Legal, Compliance & Risk, Finance & Accounting, Technology, Human Resources, Sales & Marketing, PR & Communications, and Operations, amongst others.
The firm's coverage extends across the full spectrum of the modern-day Financial Services industry, across traditional banks, investment firms and insurance companies to fintech, payments and digital assets companies and exchanges. Kerry Consulting also has specialist teams recruiting for industries in Energy & Commodities, FMCG & Retail, Food & Nutrition, Health & Life Sciences, Hospitality & Real Estate, Industrial Conglomerates, IT & Telco, Logistics, Technology, Semiconductor and more.
The firm provides a range of services to its clients including executive search and selection, interim solutions and market mapping.
The organisation's recruitment philosophy is based on trust, energy, market knowledge, continuity of relationship and business understanding, with many of their consultants being multiple winners of Asia Money Headhunters polls. A recipient of the esteemed "Great Place to Work Singapore" Ceritification, At Kerry Consulting, the foremost held belief is that every organisation's success is determined by the quality of its people.
