For Recruiters

Senior Compliance Officer

Selby Jennings
Netherlands, Amsterdam
Posted 5 days ago Flexible Permanent Negotiable
A global prop trading firm is seeking an experienced senior compliance officer, to become responsible for all EU-based compliance activities for their hub in Amsterdam. Our client trade across a broad range of asset classes, instruments and strategies, in a number of financial markets across the globe. If you are seeking a position within a global diverse trading firm who work together in solving complex problems, do not hesitate to look further!

A global prop trading firm is seeking an experienced senior compliance officer, to become responsible for all EU-based compliance activities for their hub in Amsterdam. Our client trade across a broad range of asset classes, instruments and strategies, in a number of financial markets across the globe. If you are seeking a position within a global diverse trading firm who work together in solving complex problems, do not hesitate to look further!

Key Responsibilities:

  • 1st point of contact with the local regulators (AFM & DNB)
  • Representing the institution in all trade associations internally/externally
  • Working alongside the Director of the EU and the Head of Compliance in the UK
  • Assist in the development, implementation of the compliance monitoring programme, policies, procedures and internal controls
  • Oversight of EU and UK Market Abuse surveillance
  • Assessment of the impact of new trading initiatives with particular reference to surveillance and transaction reporting
  • Guidance on Exchange rules and ad-hoc advisory
  • Implementing compliance training program
  • Developing a robust compliance culture
  • Reporting directly to the board of directors in Amsterdam/US

Profile:

  • 7+ years of compliance and financial markets experience
  • Experience with European exchanges and regulators
  • Strong knowledge of MIFID, MAR, EMIR etc
  • Strong organizational and presentation skills
  • Analytical and problem-solving skills
  • Fluency in English, and Dutch is a bonus
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Job ID  PR/334741
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