Senior Compliance Officer Senior Compliance Officer …

Selby Jennings
in Amsterdam, Noord-Holland, Netherlands
Permanent, Full time
Be the first to apply
Negotiable
Selby Jennings
in Amsterdam, Noord-Holland, Netherlands
Permanent, Full time
Be the first to apply
Negotiable
A multinational diverse trading firm are seeking is seeking an experienced senior compliance officer responsible for all EU-based compliance activities. Our client trade across a broad range of asset classes, instruments and strategies, in a number of financial markets across the globe. If you are seeking a position within a global diverse trading firm who work together in solving complex problems, do not hesitate to look further!

A multinational diverse trading firm are seeking is seeking an experienced senior compliance officer responsible for all EU-based compliance activities. Our client trade across a broad range of asset classes, instruments and strategies, in a number of financial markets across the globe. If you are seeking a position within a global diverse trading firm who work together in solving complex problems, do not hesitate to look further!

Key Responsibilities:

* 1st point of contact with the local regulators (AFM & DNB)

* Representing the institution in all trade associations internally/externally

* Working alongside the Director of the EU and the Head of Compliance in the UK

* Assist in the development, implementation of the compliance monitoring programme, policies, procedures and internal controls

* Oversight of EU and UK Market Abuse surveillance

* Assessment of the impact of new trading initiatives with particular reference to surveillance and transaction reporting

* Guidance on Exchange rules and ad-hoc advisory

* Implementing compliance training program

* Developing a robust compliance culture

* Reporting directly to the board of directors in Amsterdam/US

Profile:

* 7+ years of compliance and financial markets experience

* Experience with European exchanges and regulators

* Strong knowledge of MIFID, MAR, EMIR etc

* Strong organizational and presentation skills

* Analytical and problem-solving skills

* Fluency in English, and Dutch is a bonus

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