About the Opportunity



Our client is a leading European private equity firm with operations across multiple jurisdictions.



This is an excellent opportunity for a compliance or regulatory professional looking to operate at the intersection of regulation and business. You will play a key role in advising on the regulatory framework applicable to a leading private markets platform while helping to further develop its compliance programme, governance processes and financial crime controls.




Key Responsibilities




Regulatory Advisory & Business Partnering



Act as a trusted advisor on the Dutch and European regulatory framework applicable to alternative investment fund managers, translating regulatory requirements into practical, commercially workable solutions.



Your remit will include:

• AIFMD and the Dutch Financial Supervision Act (Wft)


• AML/CFT and customer due diligence requirements


• The evolving European AML framework, including AMLR


• Sanctions compliance


• Anti-bribery and corruption


• Export controls and dual-use regulations


• Market abuse, conduct and governance requirements


• Conflicts of interest and regulatory risk management

You will work closely with investment, legal, finance and investor relations stakeholders, supporting day-to-day matters, fundraising activities and broader strategic initiatives.




Compliance Framework & Governance

• Maintain and enhance the firm's compliance framework.


• Draft, review and implement policies, procedures and internal controls.


• Support the annual compliance programme and compliance monitoring activities.


• Conduct risk assessments and gap analyses.


• Monitor regulatory developments and coordinate implementation across the organisation.


• Support governance processes and conflict of interest management.


• Deliver compliance training and awareness initiatives.

Financial Crime Compliance

• Advise on AML, sanctions and anti-bribery requirements.


• Support customer due diligence and enhanced due diligence processes.


• Assist with financial crime risk assessments and ongoing monitoring activities.


• Support implementation of new AML and financial crime requirements.


• Contribute to reporting and escalation procedures where appropriate.

Candidate Profile

• Approximately 5-8 years of relevant experience gained within private equity, venture capital, asset management, trust & corporate services or a financial regulatory legal practice.


• A Master's degree in Law or a related discipline.


• Strong knowledge of the Dutch and European regulatory framework applicable to alternative investment fund managers.


• Hands-on experience with AIFMD, Wft and Wwft.


• Experience advising on AML/CFT, sanctions, customer due diligence, anti-bribery and corruption requirements.


• A track record of translating regulatory requirements into practical policies, procedures, controls and business processes.


• Experience operating within a regulated financial services environment.


• The ability to provide pragmatic, risk-based advice while balancing regulatory obligations with commercial objectives.


• Strong stakeholder management and communication skills.


• Fluency in Dutch and English.

The SR Group (UK) Limited is acting as an Employment Agency in relation to this vacancy.