AML/ Compliance Manager (Fintech) AML/ Compliance Manager (Fintech) …

Michael Page
in Hong Kong
Permanent, Full time
Last application, 19 Oct 20
Michael Page
in Hong Kong
Permanent, Full time
Last application, 19 Oct 20
• Growing platform• AML/ Compliance
About Our Client
Our client is a fast growing Fintech platform, looking for a compliance candidate

Job Description
Reporting to the MD, you will be responsible for:

Conduct AML/CFT review, analysis and risk monitoring on accounts and transaction flows

Conduct market surveillance and monitor for alerts in relation to the companys automated trading system

Advise the business stakeholders on their existing and ongoing compliance obligations with respect to regulatory standards and expectations

Work closely with the CCO and General Counsel to develop and enhance the existing governance around AML including new policies and procedures, process enhancement etc

Work with the business to develop compliance procedures and controls, and provide commercially-orientated compliance advice

Implement and review compliance policies, procedures and practices

Lead and contribute to various compliance related projects, including liaising with the technical development team to further enhance the company's systems.

Maintain regulatory registers, and make necessary filings with the regulator as required

Liaise with regulators and law enforcement in relation to any requests received

The Successful Applicant
Minimum 3 years' experience within the compliance function of a regulated financial services business, with SFC compliance experience is an advantage.
A strong knowledge of the relevant financial crime legislation; CAMS certification an advantage
Strong communication and interpersonal skills, ability to prioritise without close supervision
Self-motivated, meticulous, analytical and strong organisation skills
Good understanding of the business dynamics of a financial institution
Proficiency in spoken and written English, Cantonese and Mandarin

What's on Offer
flexible culture, supportive management
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